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Below are different IIROC approval categories and definitions you may find throughout the site. Investment Representative (IR): An individual who is approved by IIROC to trade in, but not advise on, s...
Continue ReadingLicensing to trade securities (not limited to mutual funds): Successful completion of the Canadian Securities Course (CSC)® is the pre-requisite to becoming licensed (registered) to sell securities. I...
Continue ReadingInvestment Dealer A firm that sells a broad selection of investment products, such as: shares and bonds mutual funds and exchange-traded funds limited partnerships real estate investment trusts and ot...
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